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Risk and Control Manager, Private Bank



Guernsey, OH, USA
Posted on Monday, July 1, 2024
Job description

If you’re looking for a career that will help you stand out, join HSBC and fulfil your potential. Whether you want a career that could take you to the top, or simply take you in an exciting new direction, HSBC offers opportunities, support and rewards that will take you further.

As an HSBC employee Channel Islands and Isle of Man (CIIOM) you will have access to tailored professional development opportunities and a competitive pay and benefits package. This includes private healthcare for all employees, enhanced parental and adoption pay and support when you return to work, and a non-contributory pension scheme with a generous employer contribution.

The Risk and Control Manager is based within the combined Chief Control Office/Chief Administration Office team in Private Bank Suisse, Guernsey Branch (PBRSG).

This role reports to the Head of Business Management, PBRSG, and essential to the performance of effective and sustainable CCO processes, networks and joined up procedures drawing on support from PBRS and EMEA. The role holder will act as a role model, demonstrating active management and communication of CCO process and projects. They will additionally be asked to operate at executive level, within the Lines of Business, from time to time.

In this role, you will be responsible for:

· The implementation and execution of Business Risk Strategies Private Bank (PB), particularly control assurance, control improvement, regional / country risk assessments, risk logging/tracking, incident reporting and Management Information.

· Operating as a first Line of Defence, the role holder is responsible for the management and oversight of PBRSG’s Internal Controls and Operational Risk framework to ensure the business always remains compliant.

The role holder will be required:

· To engage with key stakeholders and risk colleagues to ensure appropriate control frameworks are in place.

· To embed the roles and responsibilities of the Operational Risk Management Framework (ORMF). Ensuring risks are identified, escalated, and mitigated quickly.

· To deliver monthly governance updates to relevant committees on risk and control matters.

· To embed ‘First Line of Defence’ control ownership across key areas of risk – Financial Crime Risk, Customer Due Diligence, Transaction Monitoring and Screening, Fraud and Sales Quality/Conduct. This includes supporting the areas of control risk assessment and monitoring, audit processes, read-across and overall quality assurance.

· To ensure full control testing programmes are in place locally and regionally and that they are robust and fit for purpose.

· To support ad-hoc remediation projects relating to business and control.

· To oversee the operation and effectiveness of PBRSG’s control regarding timely and appropriate regulatory notifications.

· To oversee key internal and regulatory reporting including PBRG’s Business Risk Assessment.